Blog

For many introducers, advisors and agents, alternative investments are an appealing addition to their product portfolio, but they may be nervous about falling foul of the Financial Services Authority.  Daniel Kiernan outlines some of the key issues in this article published in FT Adviser. How are alternative investments regulated? Maybe you have thought about adding alternatives to your product mix but are wary of the regulatory issues? Or you might have read about some of the heavy fines imposed by the FSA on agents promoting unregulated collective investment schemes and are naturally keen to avoid making the same mistakes. Perhaps… continue reading