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FSA answers IFA’s top RDR questions
The Financial Services Authority (FSA) has answered 22 of advisers’ key questions about the ongoing implementation and supervision of the Retail Distribution Review (RDR). Q1. How are you going to supervise the Retail Distribution Review (RDR)? If your firm has already had a regulatory review, then we will not visit you again specifically to look at compliance with the RDR. But if you answered questions about your progress towards compliance with the RDR as part of your previous review; this may be checked during the year. Q2. My firm has already had a regulatory review – will I receive another visit in… continue reading